SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
1600 AMPHITHEATRE PARKWAY |
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(Street)
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2. Issuer Name and Ticker or Trading Symbol
CrowdStrike Holdings, Inc.
[ CRWD ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 12/31/2019
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
12/31/2019 |
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C |
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173,097 |
A |
$0.00
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173,097 |
I |
See Footnote
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Class A Common Stock |
12/31/2019 |
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S |
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173,097 |
D |
$50.12
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0 |
I |
See Footnote
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Class A Common Stock |
01/02/2020 |
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C |
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371,081 |
A |
$0.00
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371,081 |
I |
See Footnote
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Class A Common Stock |
01/02/2020 |
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S |
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371,081 |
D |
$50.26
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0 |
I |
See Footnote
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Class A Common Stock |
01/03/2020 |
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C |
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2,349,710 |
A |
$0.00
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2,349,710 |
I |
See Footnote
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Class A Common Stock |
01/03/2020 |
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S |
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908,486 |
D |
$50.6
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1,441,224 |
I |
See Footnote
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Class A Common Stock |
01/03/2020 |
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S |
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1,441,224 |
D |
$51.42
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0 |
I |
See Footnote
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Class A Common Stock |
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140,000 |
I |
See Footnote
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class B Common Stock |
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12/31/2019 |
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C |
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173,097 |
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Class A Common Stock |
173,097 |
$0.00
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10,148,007 |
I |
See Footnote
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Class B Common Stock |
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01/02/2020 |
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C |
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371,081 |
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Class A Common Stock |
371,081 |
$0.00
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9,776,926 |
I |
See Footnote
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Class B Common Stock |
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01/03/2020 |
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C |
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2,349,710 |
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Class A Common Stock |
2,349,710 |
$0.00
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7,427,216 |
I |
See Footnote
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Class B Common Stock |
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Class A Common Stock |
8,133,626 |
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8,133,626 |
I |
See Footnote
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1. Name and Address of Reporting Person*
1600 AMPHITHEATRE PARKWAY |
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(Street)
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1. Name and Address of Reporting Person*
1600 AMPHITHEATRE PARKWAY |
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(Street)
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1. Name and Address of Reporting Person*
1600 AMPHITHEATRE PARKWAY |
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(Street)
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1. Name and Address of Reporting Person*
1600 AMPHITHEATRE PARKWAY |
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(Street)
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1. Name and Address of Reporting Person*
1600 AMPHITHEATRE PARKWAY |
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(Street)
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Explanation of Responses: |
Remarks: |
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CAPITALG LP, by: CapitalG GP LLC, its General Partner, by: /s/ Bryan S. Keighery, as attorney-in-fact for Jeremiah Gordon, General Counsel and Secretary |
01/03/2020 |
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CAPITALG GP LLC, by: /s/ Bryan S. Keighery, as attorney-in-fact for Jeremiah Gordon, General Counsel and Secretary |
01/03/2020 |
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CAPITALG 2015 LP, by: CapitalG 2015 GP LLC, its General Partner, by: /s/ Bryan S. Keighery, as attorney-in-fact for Jeremiah Gordon, General Counsel and Secretary |
01/03/2020 |
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CAPITALG 2015 GP LLC, by: /s/ Bryan S. Keighery, as attorney-in-fact for Jeremiah Gordon, General Counsel and Secretary |
01/03/2020 |
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ALPHABET INC., by: /s/ Bryan S. Keighery, as attorney-in-fact for Kathryn W. Hall, Assistant Secretary |
01/03/2020 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24
POWER OF ATTORNEY
Each of the undersigned hereby constitutes and appoints each of Christopher
A. Rose and Bryan S. Keighery, acting individually or jointly, with full power
of substitution and resubstitution, to have full power and authority to act in
its or his name, place and stead and on the undersigned's behalf as its or his
true and lawful attorney-in-fact to:
(1) execute and deliver for and on behalf of the undersigned Forms 3, 4
and 5 in accordance with Section 16(a) of the Securities Exchange
Act of 1934, as amended (the "Exchange Act") as a result of the
undersigned's ownership of or transaction in securities of
CrowdStrike Holdings, Inc.;
(2) do and perform any and all acts for and on behalf of the undersigned
that may be necessary or desirable to complete and execute any such
filings, reports, schedules and forms (including any amendments,
corrections, supplements or other changes thereto) and timely file
such with the United States Securities and Exchange Commission and
any stock exchange, self-regulatory association or any other
authority or person as may be required by law; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of
benefit to, in the best interest of, or legally required of, the
undersigned, it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this Power
of Attorney shall be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in his discretion.
The undersigned hereby grants to each attorney-in-fact full power and
authority to do and perform all and every act and thing whatsoever requisite,
necessary and proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as such attorney-in-fact
might or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact, or
his substitute or substitutes, shall lawfully do or cause to be done by virtue
of this Power of Attorney and the rights and powers herein granted. The
undersigned acknowledges that the foregoing attorneys-in-fact, in serving in
such capacity at the request of the undersigned, are not assuming (i) any of the
undersigned's responsibilities to comply with the requirements of the Exchange
Act or any liability for the undersigned's failure to comply with such
requirements or (ii) any obligation or liability that the undersigned incurs for
profit disgorgement under Section 16(b) of the Exchange Act.
This Power of Attorney shall continue in full force and effect until
revoked by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact or by such attorneys-in-fact in a signed writing delivered to
the undersigned. This Power of Attorney hereby revokes any previous Power of
Attorney granted by the undersigned with respect to the matters contained
herein.
IN WITNESS WHEREOF, the undersigned have executed this Power of Attorney
this 2nd day of January 2020.
CAPITALG LP
By: CapitalG GP LLC, its General Partner
By: /s/ Jeremiah Gordon
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Name: Jeremiah Gordon
Title: General Counsel and Secretary
CAPITALG GP LLC
By: /s/ Jeremiah Gordon
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Name: Jeremiah Gordon
Title: General Counsel and Secretary
CAPITALG 2015 LP
By: CapitalG 2015 GP LLC, its General Partner
By: /s/ Jeremiah Gordon
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Name: Jeremiah Gordon
Title: General Counsel and Secretary
CAPITALG 2015 GP LLC
By: /s/ Jeremiah Gordon
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Name: Jeremiah Gordon
Title: General Counsel and Secretary
ALPHABET INC.
By: /s/ Kathryn W. Hall
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Name: Kathryn W. Hall
Title: Assistant Secretary