SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Henry Shawn

(Last) (First) (Middle)
C/O CROWDSTRIKE HOLDINGS, INC.
150 MATHILDA PLACE, SUITE 300

(Street)
SUNNYVALE CA 94068

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CrowdStrike Holdings, Inc. [ CRWD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
PLEASE SEE REMARKS
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 10/01/2021 C 50,000 A (1) 363,322(2) D
Class A common stock 10/01/2021 J(3) 3,028 D $244.16(4) 360,294(2) D
Class A common stock 10/01/2021 J(3) 3,684 D $245.24(5) 356,610(2) D
Class A common stock 10/01/2021 J(3) 10,772 D $246.24(6) 345,838(2) D
Class A common stock 10/01/2021 J(3) 6,950 D $247.3(7) 338,888(2) D
Class A common stock 10/01/2021 J(3) 4,606 D $248.33(8) 334,282(2) D
Class A common stock 10/01/2021 J(3) 8,395 D $249.46(9) 325,887(2) D
Class A common stock 10/01/2021 J(3) 4,816 D $250.53(10) 321,071(2) D
Class A common stock 10/01/2021 J(3) 6,349 D $251.79(11) 314,722(2) D
Class A common stock 10/01/2021 J(3) 1,400 D $252.33(12) 313,322(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $0.48 10/01/2021 M(3) 50,000 (13) 08/20/2024 Class B common stock 50,000 $0 0 D
Class B common stock $0 10/01/2021 M(3) 50,000 (14) (14) Class A common stock 50,000 $0.48 50,000 D
Class B common stock $0 10/01/2021 C 50,000 (14) (14) Class A common stock 50,000 $0 0 D
Explanation of Responses:
1. The Class B common stock was converted into Class A common stock on a one-for-one basis.
2. Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
3. These stock options were originally granted to the Reporting Person. Under the terms of a divorce settlement agreement, the Reporting Person is deemed to hold the stock options for the benefit of the former spouse. The Reporting Person exercised the stock options and sold the resulting Class A shares, in each case, at the request and direction of the former spouse and who is entitled to the proceeds thereof. The Reporting Person does not have and disclaims beneficial ownership of the stock options and the underlying Class A shares held for the benefit of the former spouse except to the extent of his pecuniary interest therein.
4. These transactions were executed in multiple trades at prices ranging from $243.66 to $244.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
5. These transactions were executed in multiple trades at prices ranging from $244.81 to $245.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
6. These transactions were executed in multiple trades at prices ranging from $245.81 to $246.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
7. These transactions were executed in multiple trades at prices ranging from $246.85 to $247.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
8. These transactions were executed in multiple trades at prices ranging from $247.89 to $248.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
9. These transactions were executed in multiple trades at prices ranging from $248.90 to $249.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
10. These transactions were executed in multiple trades at prices ranging from $249.90 to $250.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
11. These transactions were executed in multiple trades at prices ranging from $251.27 to $252.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
12. These transactions were executed in multiple trades at prices ranging from $252.27 to $252.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
13. The stock options were granted on August 20, 2014 with 25% of the award vesting on August 20, 2015 and the balance vesting in 48 equal monthly installments thereafter.
14. Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
Remarks:
The reporting person's title as an officer of the issuer is President, CrowdStrike Services and Chief Security Officer.
/s/ Deanna Butler, Attorney-in-Fact 10/05/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.